| Home > Listings > TSX Venture Issuer Resources > Market Regulation |
Market Regulation
Investment Industry Regulatory Organization of Canada (IIROC) provides the following services for TSX Venture Exchange:
- Administering and enforcing the Universal Market Integrity Rules (UMIR), including monitoring and reviewing trade desk procedures of persons accessing TSX Venture's trading system as applicable.
- Providing guidance on UMIR's application.
- Imposing and lifting trading halts or delays relating to market integrity and timely disclosure policy matters and coordinating halts or delays with other marketplaces.
- Administering TSX Venture's front-line timely disclosure requirements and referring potential breaches to TSX Venture for enforcement.
- Reviewing direct market access practices of participating organizations and members.
- Performing trade review services on a request-by-request basis.
- Reviewing the trading of securities of TSX Venture issuers engaged in Normal Course Issuer Bids.
- Conducting post-trade analysis in respect of the Canadian Unlisted Board market.
- Investigating and enforcing suspected breaches of other TSX Venture requirements, as requested by TSX Venture and agreed by IIROC from time to time.
TSX Venture Exchange administers, monitors compliance with and enforces all other Exchange requirements.
