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TSX Venture Exchange Corporate Finance Manual

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Corporate Finance Manual, Policies and Appendices

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Please click on the appropriate links below to access the PDF pdfview files for this area.

TSX Venture Policies
Policies Table of Contents pdf
Policy 1.1 Interpretation pdf
Policy 1.2 Filing Locations and Procedures pdf
Policy 1.3 Schedule of Fees pdf
Policy 2.1 Initial Listing Requirements pdf
Policy 2.2 Sponsorship and Sponsorship Requirements pdf
Policy 2.3 Listing Procedures pdf
Policy 2.4 Capital Pool Companies pdf
Policy 2.5 Continued Listing Requirements and Inter-Tier Movement pdf
Policy 2.6 Reactivation of NEX Companies pdf
Policy 2.7 Pre-Filing Conferences pdf
Policy 2.8 Supplemental Listings pdf
Policy 2.9 Trading Halts, Suspensions and Delisting pdf
Policy 3.1 Directors, Officers, Other Insiders & Personnel and Corporate Governance pdf
Policy 3.2 Filing Requirements and Continuous Disclosure
Blackline Version (to the June 14, 2010 version of Policy 3.2)
pdf
pdf
Policy 3.3 Timely Disclosure pdf
Policy 3.4 Investor Relations, Promotional and Market-Making Activities pdf
Policy 3.5 Restricted Shares pdf
Policy 4.1 Private Placements pdf
Policy 4.2 Prospectus Offerings pdf
Policy 4.3 Shares for Debt pdf
Blackline of Policy 4.4 Incentive Stock Options pdf
Policy 4.4 Incentive Stock Options pdf
Policy 4.5 Rights Offerings pdf
Policy 4.6 Public Offering by Short Form Offering Document pdf
Policy 4.7 Charitable Options in Connection with an IPO pdf
Policy 5.1 Loans, Bonuses, Finder's Fees and Commissions pdf
Policy 5.2 Changes of Business and Reverse Takeovers pdf
Policy 5.3 Acquisitions and Dispositions of Non-Cash Assets pdf
Policy 5.4 Escrow, Vendor Consideration and Resale Restrictions pdf
Policy 5.5 Issuer Bids, Take-over Bids and Insider Bids pdf
Policy 5.6 Normal Course Issuer Bids pdf
Policy 5.7 Small Shareholder Selling and Purchase Arrangements pdf
Policy 5.8 Issuer Names, Issuer Name Changes, Share Consolidations and Splits pdf
Policy 5.9 Protection of Minority Security Holders in Special Transactions pdf
Policy 6.1 There is currently no Policy 6.1
Policy 6.2 Transitional Provisions on the ASE and/or VSE pdf

You can access forms and appendices using the left-hand navigation bar.

NEX

Click here to access the NEX Policies and Forms.