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TSX Venture Exchange Corporate Finance Bulletins
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TSX Venture Corporate Finance Bulletins
2010
April 12, 2010 Changes to Minimum Listing, Tier Maintenance Requirements, CPC Policy 2.4 and Other Policy Amendments – Effective June 14, 2010
March 15, 2010 Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees
February 17, 2010 Personal Information Form – Form 2A
March 15, 2010 Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees
February 17, 2010 Personal Information Form – Form 2A
2009
October 1, 2009 New Form 2B – Listing Application
September 11, 2009 End of Temporary Relief Measures Period
May 12, 2009 Temporary Relief Measures - Available for NEX Issuers
March 18, 2009 (Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees)
March 12, 2009 (Electronic versions of the Form 2A (PIF) and Form 2C1 available online)
March 6, 2009 (Temporary Relief Measures - Extension to September 30, 2009)
February 18, 2009 (Notice of Contact Information Change for Purposes of Timely Disclosure Press Releases)
September 11, 2009 End of Temporary Relief Measures Period
May 12, 2009 Temporary Relief Measures - Available for NEX Issuers
March 18, 2009 (Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees)
March 12, 2009 (Electronic versions of the Form 2A (PIF) and Form 2C1 available online)
March 6, 2009 (Temporary Relief Measures - Extension to September 30, 2009)
February 18, 2009 (Notice of Contact Information Change for Purposes of Timely Disclosure Press Releases)
2007 and 2008
December 18, 2008 (General guidance in connection with policies published December 15, 2008)
December 16, 2008 (New Fees)
December 15, 2008 (Amendments to Corporate Finance Manual)
December 4, 2008 (On-line version of TSX Venture Exchange Policies)
November 3, 2008 (Amendments to Streamline Policy and Eliminate Certain Differences between Tier 1 and Tier 2 Issuers)
November 3, 2008 (Temporary Relief Measures)
October 20, 2008 (Restated Deal Structure and Founder Shares Guidelines)
May 14, 2008 (Revisions to Policy 5.9 - Protection of Minority Security Holders in Special Transactions)
December 20, 2007 (New Fees)
December 11, 2007 (Deal Structure and Founder Shares Bulletin)
May 31, 2007 (Mandatory Filing Dates for Revised TSX Venture Exchange Personal Information Form (PIF) and Revised TSX Venture Exchange Declaration (Form 2C1))
April 20, 2007 (Mandatory Filing Dates for Revised TSX Venture Exchange Personal Information Form (PIF) and Revised TSX Venture Exchange Declaration (Form 2C1))
March 20, 2007 (Status of December 20, 2004 Notice to Issuers concerning Exchange Deferral to TSX Policy for Tier 1 Issuers (the December 20, 2004 Notice))
March 13, 2007 (Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees)
March 6, 2007 (Policy 2.7, Pre-Filing Conferences - Applications for Listing by Foreign Issuers)
March 6, 2007 (Policy 2.7, Pre-Filing Conferences - Applications for Listing by Foreign Issuers)
March 6, 2007 (Period in Which Issuers May Update a TSX Venture Exchange or a Toronto Stock Exchange (TSX) Personal Information Form (PIF) Using a TSX Venture Exchange Declaration on Form 2C1 extended from 12 months to 36 months)
December 16, 2008 (New Fees)
December 15, 2008 (Amendments to Corporate Finance Manual)
December 4, 2008 (On-line version of TSX Venture Exchange Policies)
November 3, 2008 (Amendments to Streamline Policy and Eliminate Certain Differences between Tier 1 and Tier 2 Issuers)
November 3, 2008 (Temporary Relief Measures)
October 20, 2008 (Restated Deal Structure and Founder Shares Guidelines)
May 14, 2008 (Revisions to Policy 5.9 - Protection of Minority Security Holders in Special Transactions)
December 20, 2007 (New Fees)
December 11, 2007 (Deal Structure and Founder Shares Bulletin)
May 31, 2007 (Mandatory Filing Dates for Revised TSX Venture Exchange Personal Information Form (PIF) and Revised TSX Venture Exchange Declaration (Form 2C1))
April 20, 2007 (Mandatory Filing Dates for Revised TSX Venture Exchange Personal Information Form (PIF) and Revised TSX Venture Exchange Declaration (Form 2C1))
March 20, 2007 (Status of December 20, 2004 Notice to Issuers concerning Exchange Deferral to TSX Policy for Tier 1 Issuers (the December 20, 2004 Notice))
March 13, 2007 (Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees)
March 6, 2007 (Policy 2.7, Pre-Filing Conferences - Applications for Listing by Foreign Issuers)
March 6, 2007 (Policy 2.7, Pre-Filing Conferences - Applications for Listing by Foreign Issuers)
March 6, 2007 (Period in Which Issuers May Update a TSX Venture Exchange or a Toronto Stock Exchange (TSX) Personal Information Form (PIF) Using a TSX Venture Exchange Declaration on Form 2C1 extended from 12 months to 36 months)
2006
December 6, 2006 (New Fees effective January 1, 2007)
July 10, 2006 (Amended Fee Schedule - change to GST)
March 13, 2006 (Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees)
February 27, 2006 (Amendments to Dividend/Distribution Declaration form)
July 10, 2006 (Amended Fee Schedule - change to GST)
March 13, 2006 (Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees)
February 27, 2006 (Amendments to Dividend/Distribution Declaration form)
2005
December 30, 2005 (Revised Appendix 3F - Mining Standards Guidelines)
December 19, 2005 (Acceptable Transfer Agent Criteria)
November 24, 2005 (New Fees and Annual Filings of Stock Option Plans)
November 1, 2005 (Amendment to Policy 2.4 - Capital Pool Companies)
October 26, 2005 (Amendments to Policy 4.6 - Public Offering by Short Form Offering Document and Form 4H - Short Form Offering Document to recognize implementation of NI 45-106 Prospectus and Registration Exemptions)
September 28, 2005 (Changes to NEX Policies and Policy 5.2 - Changes of Business and Reverse Take-Overs)
September 22, 2005 (Correction - Amendment of New Brunswick Securities Commission Order 11-901)
September 21, 2005 (Amendment of New Brunswick Securities Commission Order 11-901)
August 31, 2005 (Corporate Governance Practices, Disclosure and Management Contract Reviews)
May 11, 2005 (US Dollar Trading on US Banking Holidays)
April 13, 2005 (Amendments to the CPC Program)
March 23, 2005 (Amendment to Policy 2.4 - Capital Pool Companies)
March 11, 2005 (Fee Amendment and Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees)
February 9, 2005 (Amendment of Agents' Warrants)
December 19, 2005 (Acceptable Transfer Agent Criteria)
November 24, 2005 (New Fees and Annual Filings of Stock Option Plans)
November 1, 2005 (Amendment to Policy 2.4 - Capital Pool Companies)
October 26, 2005 (Amendments to Policy 4.6 - Public Offering by Short Form Offering Document and Form 4H - Short Form Offering Document to recognize implementation of NI 45-106 Prospectus and Registration Exemptions)
September 28, 2005 (Changes to NEX Policies and Policy 5.2 - Changes of Business and Reverse Take-Overs)
September 22, 2005 (Correction - Amendment of New Brunswick Securities Commission Order 11-901)
September 21, 2005 (Amendment of New Brunswick Securities Commission Order 11-901)
August 31, 2005 (Corporate Governance Practices, Disclosure and Management Contract Reviews)
May 11, 2005 (US Dollar Trading on US Banking Holidays)
April 13, 2005 (Amendments to the CPC Program)
March 23, 2005 (Amendment to Policy 2.4 - Capital Pool Companies)
March 11, 2005 (Fee Amendment and Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees)
February 9, 2005 (Amendment of Agents' Warrants)
2004
December 22, 2004 (Request for Comments - Amendments to the CPC Program)
December 20, 2004 (Exchange Deferral to TSX Policy for Tier 1 Issuers)
December 2, 2004 (New Fees and Annual Filings of Stock Option Plans)
November 18, 2004 (Chief Financial Officers of Issuers must be Financially Literate)
October 20, 2004 (Revised Personal Information Form and Revision to Policy 3.1)
October 14, 2004 (Sponsorship Exemptions)
September 28, 2004 (Symbol Extensions)
July 8, 2004 (Request for Comments - Sponsorship Exemptions)
June 29, 2004 (Prohibitions on Certain Market Making Arrangements)
June 29, 2004 (Amendments to Policy 5.9 to Conform to Amendments to OSC Rule 61-501)
June 10, 2004 (Amendments to NEX Fees)
May 13, 2004 (Prohibitions on Directors and Officers)
April 8, 2004 (Payment of Annual TSX Venture Exchange Sustaining Fee)
April 6, 2004 (Exchange Filings Pursuant to the New BC Business Corporations Act)
April 6, 2004 (Policy Amendments to Conform with Amendments to Securities Laws)
March 24, 2004 (NEX Forms and Privacy Legislation)
March 11, 2004 (Exchange Forms and Privacy Legislation)
February 23, 2004 (Short Form Offering Document Financings - Prospectus Exemption Introduced in Saskatchewan)
February 18, 2004 (Billing Practices)
February 2, 2004 (Reimbursement of Out of Pocket Costs and Timing of Filing of Personal Information Forms)
January 23, 2004 (Mandatory Filing Dates for Revised Personal Information Forms)
December 20, 2004 (Exchange Deferral to TSX Policy for Tier 1 Issuers)
December 2, 2004 (New Fees and Annual Filings of Stock Option Plans)
November 18, 2004 (Chief Financial Officers of Issuers must be Financially Literate)
October 20, 2004 (Revised Personal Information Form and Revision to Policy 3.1)
October 14, 2004 (Sponsorship Exemptions)
September 28, 2004 (Symbol Extensions)
July 8, 2004 (Request for Comments - Sponsorship Exemptions)
June 29, 2004 (Prohibitions on Certain Market Making Arrangements)
June 29, 2004 (Amendments to Policy 5.9 to Conform to Amendments to OSC Rule 61-501)
June 10, 2004 (Amendments to NEX Fees)
May 13, 2004 (Prohibitions on Directors and Officers)
April 8, 2004 (Payment of Annual TSX Venture Exchange Sustaining Fee)
April 6, 2004 (Exchange Filings Pursuant to the New BC Business Corporations Act)
April 6, 2004 (Policy Amendments to Conform with Amendments to Securities Laws)
March 24, 2004 (NEX Forms and Privacy Legislation)
March 11, 2004 (Exchange Forms and Privacy Legislation)
February 23, 2004 (Short Form Offering Document Financings - Prospectus Exemption Introduced in Saskatchewan)
February 18, 2004 (Billing Practices)
February 2, 2004 (Reimbursement of Out of Pocket Costs and Timing of Filing of Personal Information Forms)
January 23, 2004 (Mandatory Filing Dates for Revised Personal Information Forms)
2003
December 31, 2003 (Revised Personal Information Form, Listing Application Form and Declaration)
December 23, 2003 (Standards and Guidelines for Valuation Reports of Mineral Properties)
December 22, 2003 (Phase In Of New Trading Symbols Pursuant to the Elimination of Tier 3)
December 19, 2003 (Implementation of New Multilateral Instrument 45-102 Resale of Securities - Implication for Exchange and NEX Issuers)
November 25, 2003 (New Fees)
October 27, 2003 (ISIN Numbers for Security Certificates)
October 2, 2003 (Elimination of Tier 3 Status)
August 14, 2003 (Launch of NEX Board)
July 31, 2003 (NEX)
June 24, 2003 (Request For Comments - Inactive Board)
May 23, 2003 (Transfer of Inactive Issuers to New Inactive Board)
May 2, 2003 (Stock Option Plan Fee Calculation)
April 30, 2003 (Revision of Procedures For Declarations of Dividends)
April 21, 2003 (Payment of Annual Sustaining Fee)
March 24, 2003 (Revision of Trading Rules - Minimum Quotation Increments)
March 24, 2003 (Generic Share Certificates)
February 17, 2003 (Revised Form 4B - Private Placement Notice Form)
January 31, 2003 (Fee Changes)
January 23, 2003 (Consent Form to Accompany Personal Information Forms)
January 15, 2003 (Amendments to Policy 2.4 - Capital Pool Companies)
January 9, 2003 (Amendment of Escrow Agreements)
January 3, 2003 (New Fees)
December 23, 2003 (Standards and Guidelines for Valuation Reports of Mineral Properties)
December 22, 2003 (Phase In Of New Trading Symbols Pursuant to the Elimination of Tier 3)
December 19, 2003 (Implementation of New Multilateral Instrument 45-102 Resale of Securities - Implication for Exchange and NEX Issuers)
November 25, 2003 (New Fees)
October 27, 2003 (ISIN Numbers for Security Certificates)
October 2, 2003 (Elimination of Tier 3 Status)
August 14, 2003 (Launch of NEX Board)
July 31, 2003 (NEX)
June 24, 2003 (Request For Comments - Inactive Board)
May 23, 2003 (Transfer of Inactive Issuers to New Inactive Board)
May 2, 2003 (Stock Option Plan Fee Calculation)
April 30, 2003 (Revision of Procedures For Declarations of Dividends)
April 21, 2003 (Payment of Annual Sustaining Fee)
March 24, 2003 (Revision of Trading Rules - Minimum Quotation Increments)
March 24, 2003 (Generic Share Certificates)
February 17, 2003 (Revised Form 4B - Private Placement Notice Form)
January 31, 2003 (Fee Changes)
January 23, 2003 (Consent Form to Accompany Personal Information Forms)
January 15, 2003 (Amendments to Policy 2.4 - Capital Pool Companies)
January 9, 2003 (Amendment of Escrow Agreements)
January 3, 2003 (New Fees)
2002
December 20, 2002 (Capital Pool Companies and Inactive Issuers - Addition of Identifier to Trading Symbols)
December 20, 2002 (Extension of Time to Effect Private Placements at Less than $0.10 per Share)
November 28, 2002 (Inactive Issuers - Addition of Identifier to Trading Symbols)
November 18, 2002 (Capital Pool Companies - Addition of Identifier to Trading Symbols)
November 1, 2002 (Introduction of CPC Program Into Quebec)
August 21, 2002 (Publication of New Corporate Finance Policies)
August 15, 2002 (Termination of Exchange Primary Review of Prospectuses for BC Distributions)
July 12, 2002 (SEDAR Filings)
May 29, 2002 (Payment of Annual Sustaining Fees)
May 22, 2002 (Limits on Purchases under the Short Form Offering Document)
April 24, 2002 (Proposed Service Offering for Capital Pool Company Pre-Filings)
April 19, 2002 (Fee Payments)
April 8, 2002 (Proposed Policy 2.4: Capital Pool Companies - EFFECTIVE JUNE 15, 2002)
February 22, 2002 (Tier 3 - Status of Listed Companies/RRSP Eligibility)
February 13, 2002 (Short Form Offering Document - limits on purchases)
January 28, 2002 (Annual Sustaining Fee)
December 20, 2002 (Extension of Time to Effect Private Placements at Less than $0.10 per Share)
November 28, 2002 (Inactive Issuers - Addition of Identifier to Trading Symbols)
November 18, 2002 (Capital Pool Companies - Addition of Identifier to Trading Symbols)
November 1, 2002 (Introduction of CPC Program Into Quebec)
August 21, 2002 (Publication of New Corporate Finance Policies)
August 15, 2002 (Termination of Exchange Primary Review of Prospectuses for BC Distributions)
July 12, 2002 (SEDAR Filings)
May 29, 2002 (Payment of Annual Sustaining Fees)
May 22, 2002 (Limits on Purchases under the Short Form Offering Document)
April 24, 2002 (Proposed Service Offering for Capital Pool Company Pre-Filings)
April 19, 2002 (Fee Payments)
April 8, 2002 (Proposed Policy 2.4: Capital Pool Companies - EFFECTIVE JUNE 15, 2002)
February 22, 2002 (Tier 3 - Status of Listed Companies/RRSP Eligibility)
February 13, 2002 (Short Form Offering Document - limits on purchases)
January 28, 2002 (Annual Sustaining Fee)
2001
December 20, 2001 (Policy 1.3 - Schedule of Fees [Effective: January 1, 2002])
November 30, 2001 (Exchange Acceptance of CPC Information Circulars)
October 31, 2001 (Short Form Offering Document, Private Placements and Combinations by CPCs)
October 22, 2001 (Application Filing Deadline for Issuers with a 'Signficant Connection to Ontario')
October 5, 2001 (Policy 1.3 - Schedule of Fees)
October 3, 2001 (Former Bourse Issuers with a ' Significant Connection to Ontario')
Tier 3 Tax Memo / Tax Credit Paper - Re-issued August 1, 2001
June 25, 2001 (Significant Connection to Ontario)
June 15, 2001 (Escrow Agreements)
June 15, 2001 (Policy 5.9/Rule 61-501)
June 8, 2001 (Ontario Issuers)
April 4, 2001 (Ontario Issuers/Policy 5.9)
March 27, 2001 (New Service Standards)
March 22, 2001 (ASC/BCSC BORs expiring)
February 26, 2001 (Policy 5.2 - COB & RTO) - Manual Update
February 1, 2001 (Appendix 3A)
January 9, 2001 (Forms 4D1 and 4D2) - Manual Update
November 30, 2001 (Exchange Acceptance of CPC Information Circulars)
October 31, 2001 (Short Form Offering Document, Private Placements and Combinations by CPCs)
October 22, 2001 (Application Filing Deadline for Issuers with a 'Signficant Connection to Ontario')
October 5, 2001 (Policy 1.3 - Schedule of Fees)
October 3, 2001 (Former Bourse Issuers with a ' Significant Connection to Ontario')
Tier 3 Tax Memo / Tax Credit Paper - Re-issued August 1, 2001
June 25, 2001 (Significant Connection to Ontario)
June 15, 2001 (Escrow Agreements)
June 15, 2001 (Policy 5.9/Rule 61-501)
June 8, 2001 (Ontario Issuers)
April 4, 2001 (Ontario Issuers/Policy 5.9)
March 27, 2001 (New Service Standards)
March 22, 2001 (ASC/BCSC BORs expiring)
February 26, 2001 (Policy 5.2 - COB & RTO) - Manual Update
February 1, 2001 (Appendix 3A)
January 9, 2001 (Forms 4D1 and 4D2) - Manual Update
2000
November 23, 2000 (CPC & WSE) - Manual Update
November 2, 2000 (Form 2D - Listing Agreement)
October 4, 2000 (Transitional Orders - Reporting Issuers)
September 29, 2000 - (Policy 6.1 - Tier 3) - Manual Update
August 29, 2000 - Manual Update
July 17, 2000 (Policy 3.2 - Filing Requirements)
June 13, 2000 (Personal Information Forms - "PIFs")
May 19, 2000 (TradeCDNX Control Bulletin #06/00)
May 19, 2000 (Capital Pool Companies)
May 11, 2000 (News Release Procedures)
May 10, 2000 (TSE Issuers on CDNX)
May 8, 2000 (Disclosure - Pro Group)
May 8, 2000 (News Release Procedures)
April 24, 2000 (Comment Period Expires July 31/00)
April 4, 2000 (Fee Schedule)
March 28, 2000 (National Escrow Instrument)
February 28, 2000 - Manual Update
February 28, 2000 (Seed Share Resale Restrictions)
February 9, 2000 (Discount Seed Shares)
February 1, 2000 (JCP/VCP Deadline)
January 24, 2000 - Manual Update
November 2, 2000 (Form 2D - Listing Agreement)
October 4, 2000 (Transitional Orders - Reporting Issuers)
September 29, 2000 - (Policy 6.1 - Tier 3) - Manual Update
August 29, 2000 - Manual Update
July 17, 2000 (Policy 3.2 - Filing Requirements)
June 13, 2000 (Personal Information Forms - "PIFs")
May 19, 2000 (TradeCDNX Control Bulletin #06/00)
May 19, 2000 (Capital Pool Companies)
May 11, 2000 (News Release Procedures)
May 10, 2000 (TSE Issuers on CDNX)
May 8, 2000 (Disclosure - Pro Group)
May 8, 2000 (News Release Procedures)
April 24, 2000 (Comment Period Expires July 31/00)
April 4, 2000 (Fee Schedule)
March 28, 2000 (National Escrow Instrument)
February 28, 2000 - Manual Update
February 28, 2000 (Seed Share Resale Restrictions)
February 9, 2000 (Discount Seed Shares)
February 1, 2000 (JCP/VCP Deadline)
January 24, 2000 - Manual Update
